-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L2ADFRgHAyROWKp8jJSFEE4r34Mb9Gdx/p0IS0y+5pcRDYhPMlPHC4FeTIdS/z1m Jc/GHiEqiT7mMcEXxrPTIw== 0001193125-06-140828.txt : 20060630 0001193125-06-140828.hdr.sgml : 20060630 20060630171448 ACCESSION NUMBER: 0001193125-06-140828 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060630 DATE AS OF CHANGE: 20060630 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OccuLogix, Inc. CENTRAL INDEX KEY: 0001299139 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 593434771 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80736 FILM NUMBER: 06938675 BUSINESS ADDRESS: STREET 1: 2600 SKYMARK AVENUE STREET 2: UNIT 9, SUITE 201 CITY: MISSISSAUGA STATE: A6 ZIP: L4W 5B2 BUSINESS PHONE: 905-602-0887 MAIL ADDRESS: STREET 1: 2600 SKYMARK AVENUE STREET 2: UNIT 9, SUITE 201 CITY: MISSISSAUGA STATE: A6 ZIP: L4W 5B2 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Sowood Capital Management LP CENTRAL INDEX KEY: 0001304294 IRS NUMBER: 743113983 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-603-3400 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: 17TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 SC 13D/A 1 dsc13da.htm AMENDMENT NO.1 TO SC 13D Amendment No.1 to SC 13D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

SCHEDULE 13D

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

OccuLogix, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

67461T107

(CUSIP Number)

Megan Kelleher

Sowood Capital Management LP

500 Boylston Street, 17th Floor

Boston, Massachusetts 02116

(617) 603-3400

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

June 29, 2006

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. x

 

CUSIP NO. G8915Z102   SCHEDULE 13D   Page 2 of 6 Pages

 

  1  

NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NUMBERS

 

            Sowood Capital Management LP

    
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(A)  ¨

(B)  ¨

    
  3  

SEC USE ONLY

 

    
  4  

SOURCE OF FUNDS

 

            WC

    
  5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            ¨

    
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Massachusetts

    

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

  

  7    SOLE VOTING POWER

 

                3,648,649 shares

 

  8    SHARED VOTING POWER

 

                0

 

  9    SOLE DISPOSITIVE POWER

 

                3,648,649 shares

 

10    SHARED DISPOSITIVE POWER

 

                0

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            3,648,649

    
12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

            ¨

    
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            8.6%

    
14  

TYPE OF REPORTING PERSON

 

            IA

    

This Amendment No. 1 amends and supplements the Statement on Schedule 13D filed on June 13, 2006 (the “Schedule 13D”) with the Securities and Exchange Commission (the “SEC”) by Sowood Capital Management LP (“Sowood”) relating to shares of common stock, par value $.001 per share of OccuLogix, Inc. (the “Issuer”).

Item 4. Purpose of Transaction

Item 4 is hereby amended and restated in its entirety as follows:

On June 14, 2006, Sowood entered into a letter of intent to explore potential financing arrangements with the Issuer relating to a proposed issue of convertible notes of the Issuer. Following discussions, on June, 29, 2006, the Issuer informed Sowood that it has elected to discontinue negotiations with Sowood for the potential financing arrangement.

Pursuant to the letter of intent, Sowood retains the exclusive right to enter into a financing transaction with the Issuer until August 15, 2006. While Sowood has no current plans to enter into any such financing transaction, Sowood will continue to monitor and evaluate its investment in the Issuer in light of all relevant factors, including the Issuer’s business operations and financial condition, and general market conditions.

 

SIGNATURES

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Dated: June 30, 2006

SOWOOD CAPITAL MANAGEMENT LP

By: Sowood Capital Management LLC, its general partner

 

By: /s/ Megan Kelleher                            

        Name: Megan Kelleher

        Title: Authorized Signatory

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